Stephens Inc.

ASSET MAXIMIZER

financial services, namely, providing a central asset account against which checks may be written, with an agreement that any account balance over a stipulated amount would routinely and automatically be swept into an investment account;ASSET;

CAPITALIZE ON INDEPENDENCE

investment advice, investment brokerage, financial planning, financial analysis and consultation, mortgage and loan brokering, business brokering, commodity trading for others, commodity trading advice, investment underwriting, corporate and public financing, real estate financing, capital investment consultation, cash management and mortgage banking;

CENTER STREET: THE STEPHENS CEO SUMMIT

CENTER STREET: THE STEPHENS CHIEF EXECUTIVE OFFICER SUMMIT;Promoting collaboration among leaders in the field of business;CEO SUMMIT;

DIRECT BROKER

financial services in the field of securities trading, namely, enabling clients to obtain quotes, enter orders, obtain account balances and order research via telephone and personal computer;BROKER;

E-BUSINESS E-SSENTIALS

electronic publication which contains corporate research, analysis and consultation for various business entities, including, but not limited to entities which conduct business via or related to the Internet;Printed materials containing corporate research and analysis for various entities, including, but not limited to entities which conduct business via or related to the Internet;financial services in the nature of corporate financial research, analysis and consultation concerning various businesses, including, but not limited to, entities which conduct business via or related to the Internet;E-BUSINESS;

STEPHENS

investment advice, general securities brokerage, investment banking involving corporate strategic advice, public and private capital raising for others, financial consulting in the field of mergers and acquisitions, private equity investing, insurance brokerage, public financing and underwriting of municipal and corporate debt, financial advisory services, financial asset management, providing financial services with respect to securities and other financial instruments and products, namely, money management services, institutional sales and trading as both principal and agent;conducting business and market research;

STEPHENS ACCESS

financial services in the field of securities trading, namely, enabling clients to obtain quotes, enter orders, obtain account balances and order research via telephone and personal computer;ACCESS;

STEPHENS ADVANTAGE ACCOUNT

financial services, namely, providing a central asset account against which checks may be written, with an agreement that any account balance over a stipulated amount would routinely and automatically be swept into an investment account;ACCOUNT;

STEPHENS ASSET MAXIMIZER

FINANCIAL SERVICES, NAMELY, PROVIDING FEE-BASED NON-DISCRETIONARY INVESTMENT ACCOUNT MANAGEMENT SERVICES UTILIZING MONEY MANAGERS;STEPHENS AS SET MAXIMIZER;ASSET;

STEPHENS ETF SPECTRUM 401(K)

investment of retirement funds for others and investment consulting services;ETF AND 401(K);

STEPHENS FUNDS

Financial analysis and consultation; Investment advice; Investment management; Mutual fund distribution; Mutual fund investment;as to STEPHENS;FUNDS;

STEPHENS INC.

Investment advice; investment brokerage; financial planning; financial analysis and consultation; mortgage and loan brokering; business brokering; commodity trading for others; commodity trading advice; investment underwriting; corporate and public financing; real estate financing; capital investment consultation; cash management; and mortgage banking;as to STEPHENS;Market research analysis;INC.;

STEPHENS INVESTMENT MANAGEMENT GROUP

Investment advice; Investment management;as to STEPHENS;INVESTMENT MANAGEMENT GROUP;

STEPHENS PORTFOLIO LINE

providing financing secured by investment portfolios;

STEPHENSCHOICE

investment management services;STEPHENS CHOICE;

THIS IS CAPITALISM

investment advice; investment brokerage; financial planning; financial analysis and consultation; mortgage and loan brokering; business brokering; commodity trading for others; commodity trading advice; investment underwriting; corporate and public financing; real estate financing; capital investment consultation; cash management; and mortgage banking;

THIS IS CAPITALISM - EXTRAORDINARY PEOPLE, EXTRAORDINARY RESULTS

investment advice; investment brokerage; financial planning; financial analysis and consultation; mortgage and loan brokering; business brokering; commodity trading for others; commodity trading advice; investment underwriting; corporate and public financing; real estate financing; capital investment consultation; cash management; and mortgage banking;

WHEN YOU'RE IN THE MARKET FOR SUCCESS

corporate and public financial services, namely, providing financial analysis and consultation to corporations and governmental entities, underwriting the securities of corporations and governmental entities, and brokerage of the securities of corporations and governmental entities through public offerings and private placements; personal financial services, namely, providing investment and other financial consultation to individuals; capital management services, namely, managing the investment portfolios of retirement plans, individuals, foundations, insurance companies, and endowments; brokerage services, namely, receiving and executing orders from others for the purchase and sale of securities; equity and fixed income securities trading and brokerage services for the accounts of individuals, pension and profit-sharing plans, and institutional money managers; and insurance agency services;business merger and acquisition consultation services;