Research Affiliates, LLC

ARNOTT RATIO

The name in the mark ARNOTT identifies a particular living individual whose consent is of rocord.;financial services, namely, providing financial and investment information in the form of ratios and securities analysis in the form of ratios;

AVOIDS UNDERWEIGHTING UNDERPRICED STOCKS AND OVERWEIGHTING OVERPRICED STOCKS

computer software for the management and administration of index-based portfolios in the field of securities and mutual funds portfolio management;management of portfolios comprising index-based securities and mutual funds;AVOIDS UNDER WEIGHTING UNDERPRICED STOCKS AND OVER WEIGHTING OVERPRICED STOCKS;

CLAIRVOYANT VALUE

Mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;

DELIVERING ON THE PROMISE OF SMART BETA

Financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund; Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; financial asset allocation and portfolio construction; financial planning for financial asset allocation; Financial services, namely, funds investment; investment of funds for others; providing financial planning and investment strategy information and analysis services for others; Financial asset management and investment strategy consulting services;SMART BETA;

ERAFI

Computer software for use in providing financial and investment information services, namely, for preparation of a financial index, securities analysis, classification and reporting, and for mutual fund investing services, all for use in the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;Color is not claimed as a feature of the mark.;Providing temporary use of non-downloadable computer software for investment strategy in the field of investing over computer networks, intranet and the Internet;

FUNDAMENTAL 1000

Financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund;1000;

FUNDAMENTAL 1500

Computer software for use in providing financial and investment information services, namely, preparation of a financial index, a financial benchmark, securities analysis, classification and reporting, mutual fund investing services, and electronically traded fund; all for the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely, providing financial and investment information services in the nature of a financial index, a financial benchmark, securities analysis, classification and reporting services; mutual fund investing services; securities brokerage services, namely, electronically traded funds, index based derivatives, an index-based portfolio of securities and an index-based mutual fund;1500;Providing temporary use of non-downloadable computer software for investment strategy in the field of investing over computer networks, intranet and the Internet;

FUNDAMENTAL 2000

Computer software for use in providing financial and investment information services, namely, preparation of a financial index; computer software for use in securities analysis, classification and reporting, and mutual fund investing services, all for the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund;

FUNDAMENTAL 2500

computer software for use in providing financial and investment information services, namely, preparation of a financial index, a financial benchmark, securities analysis, classification and reporting, mutual fund investing services, and electronically traded fund; all for the provision of an index-based portfolio of securities and an index-based mutual fund;financial services, namely, providing financial and investment information services in the nature of a financial index, a financial benchmark, securities analysis, classification and reporting services; mutual fund investing services; securities brokerage services, namely, electronically traded funds, index based derivatives, an index-based portfolio of securities and an index-based mutual fund;2500;providing temporary use of non-downloadable computer software for investment strategy in the field of investing over computer networks, intranet and the Internet;

FUNDAMENTAL 3000

Computer software for use in providing financial and investment information services, namely, preparation of a financial index; computer software for use in securities analysis, classification and reporting, and mutual fund investing services, all for the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund;

FUNDAMENTAL 500

Computer software for use in providing financial and investment information services, namely, preparation of a financial index, a financial benchmark, securities analysis, classification and reporting, mutual fund investing services, and electronically traded fund; all for the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely, providing financial and investment information services in the nature of a financial index, a financial benchmark, securities analysis, classification and reporting services; mutual fund investing services; securities brokerage services, namely, electronically traded funds, index-based derivatives, an index-based portfolio of securities and an index-based mutual fund;500;Providing temporary use of non-downloadable computer software for investment strategy in the field of investing over computer networks, intranet and the internet;

FUNDAMENTAL ACTIVE

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;

FUNDAMENTAL BOND INDEX

financial services, namely, providing financial and investment information services in the nature of an index of bonds focusing on an index created and weighted based on accounting and demographic data;BOND INDEX;

FUNDAMENTAL BONDS

financial services, namely, providing financial and investment information services in the nature of an index of bonds focusing on creation and weighting of the index using accounting and demographic data;BONDS;

FUNDAMENTAL COMMODITIES

financial services, namely, providing financial and investment information services in the nature of an index of commodities focusing on an index comprised and weighted using accounting data;COMMODITIES;

FUNDAMENTAL COMMODITY INDEX

financial services, namely, providing financial and investment information services in the nature of an index of commodities focusing on an index comprised and weighted using accounting data;COMMODITY INDEX;

FUNDAMENTAL CURRENCY

financial services, namely, providing financial and investment information services in the nature of an index of currencies focusing on an index comprised and weighted using accounting and demographic data;CURRENCY;

FUNDAMENTAL EMERGING MARKETS

Financial services, namely, providing financial and investment information services in the nature of an index of securities values; compiling and managing an index-based portfolio of securities and mutual funds portfolio management;EMERGING MARKETS;

FUNDAMENTAL FIXED INCOME

financial services, namely, providing financial and investment information services in the nature of an index of currencies focusing on indexes created and weighted using accounting and demographic data;FIXED INCOME;

FUNDAMENTAL FX

Financial services, namely, providing financial and investment information services in the nature of an index relating to currencies;FX;

FUNDAMENTAL GLOBAL

computer software for use in providing financial and investment information services, namely, preparation of a financial index; securities analysis, classification and reporting, and mutual fund investing services, all for the provision of an index-based portfolio of securities and an index-based mutual fund;financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund;providing temporary use of non-downloadable computer software for management, consulting, research, product development and advice in the field of investing over computer networks, intranets and the Internet;

FUNDAMENTAL HIGH YIELD

financial services, namely, providing financial and investment information services in the nature of an index of bonds focusing on high yield bonds indexes created and weighted using accounting data;HIGH YIELD;

FUNDAMENTAL INDEX

[ computer software for the management and administration of index-based portfolios of securities and mutual funds portfolio management ];index-based portfolio of securities and mutual funds portfolio management;INDEX;

FUNDAMENTAL INDEX

financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based;

FUNDAMENTAL INDEX

financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund; computer software for use with same;

FUNDAMENTAL INDEX - EFFICIENT INDEXING FOR AN INEFFICIENT MARKET

Compiling and managing an index-based portfolio of securities and mutual fund portfolios;INDEX;

FUNDAMENTAL INTERNATIONAL

Financial services, namely, providing financial and investment information services in the nature of an index of securities values; compiling and managing an index-based portfolio of securities and mutual funds portfolio management;INTERNATIONAL;

FUNDAMENTAL LARGE COMPANY

Financial services, namely, providing financial and investment information services in the nature of an index of securities values; compiling and managing an index-based portfolio of securities and mutual funds portfolio management;LARGE COMPANY;

FUNDAMENTAL LOW VOLATILITY

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;LOW VOLATILITY;

FUNDAMENTAL SMALL

Computer software for use in providing financial and investment information services, namely, for preparation of a financial index, securities analysis, classification and reporting, and for mutual fund investing services, all for use in the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;SMALL;

FUNDAMENTAL US LARGE COMPANY

Financial services, namely, providing financial and investment information services in the nature of an index of securities values; compiling and managing an index-based portfolio of securities and mutual funds portfolio management;US LARGE COMPANY;

FUNDAMENTAL US SMALL-MID COMPANY

Financial services, namely, providing financial and investment information services in the nature of an index of securities values; compiling and managing an index-based portfolio of securities and mutual funds portfolio management;US SMALL-MID COMPANY;

FUNDAMENTALS

newsletters and other publications in the field of investing;

FUNDAMENTALS WEIGHTED

computer software for use in providing financial and investment information services, namely, preparation of a financial index, a financial benchmark, securities analysis, classification and reporting, mutual fund investing services, and electronically traded fund; all for the provision of an index-based portfolio of securities and an index-based mutual fund;financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; an index-based portfolio of securities and an index-based mutual fund;

GLOBAL FUNDAMENTAL

Computer software for use in providing financial and investment information services, namely, management of a financial index; computer software used for analyzing, classifying and creating reports about securities and mutual fund investing, all for the provision of an index-based portfolio of securities and an index-based mutual fund;Financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and monitoring services; mutual fund investing services; financial management of an index-based portfolio of securities and an index-based mutual fund;Providing temporary use of non-downloadable computer software for the management of assets and funds namely, programs for analyzing, monitoring, and tracking the list of constituents in mutual funds, indexed funds, private equity funds, hedge funds, exchange-traded funds, individual investment portfolios, separate investment accounts, and a financial index; for use in providing financial consultation, namely, programs for passive and enhanced indexing of securities to investors in the field of investing, for use as a spreadsheet to compare financial figures and data for investors in connection with financial research in the field of passive and enhanced indexing of securities and for use in the development of new financial products, namely, for creation of portfolios and constituent lists of securities to create new financial products over computer networks, intranets and the Internet;

HSU RATIO

The name in the mark, HSU, identifies a particular living individual whose consent is of record.;Financial services, namely, providing financial and investment information in the form of ratios and securities analysis in the form of ratios;

NOISY MARKET HYPOTHESIS

computer software for the management and administration of index-based portfolios in the field of securities and mutual funds portfolio management;management of portfolios comprising index-based securities and mutual funds;MARKET HYPOTHESIS;

NOISY PRICE HYPOTHESIS

management of portfolios comprising index-based securities and mutual funds;PRICE HYPOTHESIS;

POWERED BY RAFI

Financial services, namely, compiling and managing an index-based portfolio of securities and management of financial portfolios, namely, electronic traded funds portfolio management, separate accounts portfolio management, wrap account portfolio management and mutual funds portfolio management;Color is not claimed as a feature of the mark.;

RA LDI

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;RESEARCH AFFILIATES LDI;LDI;

RADTEC

RESEARCH AFFILIATES DOWNSIDE TRACKING ERROR CONTROLLED;Financial advisory and consultancy services, namely, providing an overlay to an investment strategy allowing investors to control downside tracking error, providing financial index calculation, selection, weighting, overlays, and financial portfolio construction, and management; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Management of portfolios comprising securities;Providing and updating a financial index; Providing and updating a financial index of securities values and classification, analysis, and reporting thereof; Providing financial indices based on selected groups of securities;

RAFA

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;

RAFI

RESEARCH AFFILIATES;financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;

RAFI

computer software for use in providing financial and investment information services, namely, preparation of a financial index, securities analysis, classification and reporting, and mutual fund investing services, all for the provision of an index-based portfolio of securities and an index-based mutual fund;financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;RESEARCH AFFILIATES;Color is not claimed as a feature of the mark.;

RAFI GLOBAL

computer software for use in providing financial and investment information services, namely, for preparation of a financial index, securities analysis, classification and reporting, and for mutual fund investing services, all for use in the provision of an index-based portfolio of securities and an index-based mutual fund;financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund;RESEARCH AFFILIATES - GLOBAL;GLOBAL;

RAFI LOW VOLATILITY

Financial services, namely, providing direct asset management, [ hedge fund management, ] investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;LOW VOLATILITY;

RALDI

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;

REDEFINING BETA

financial services, namely, providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund; Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, consultation in the field of investing; research in the field of investing;BETA;

RESEARCH AFFILIATES

downloadable software for use in the management of assets, funds and a financial index and for use in financial consultation to investors in the field of investing; downloadable software for use in assisting investors with financial research and for use in the development of new financial products and for use in providing financial investing advice to others;financial services, namely providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; product development in the field of investing;RESEARCH;

RESEARCH AFFILIATES

[ Downloadable software for use in the management of assets, funds and a financial index and for use in financial consultation to investors in the field of investing; downloadable software for use in assisting investors with financial research and for use in the development of new financial products and for use in providing financial investing advice to others ];The drawing is amended to appear as follows: PUBLISH NEW CUT;financial services, namely providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; product development in the field of investing;Color is not claimed as a feature of the mark.;RESEARCH AFFILIATES;

RESEARCH AFFILIATES FUNDAMENTAL ACTIVE

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;

RESEARCH AFFILIATES LDI

Financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing;As to RESEARCH AFFILIATES;LDI;

SYNTHETIC STRIPS

Computer software for the management and administration of providing long-term liability matching in investment portfolio management;Financial services, namely, providing financial and investment information services in the nature of providing long-term liability matching in investment portfolio management, securities analysis, classification and reporting services; mutual fund investing services; consultation in the field of investing; research in the field of investing;Providing temporary use of non-downloadable computer software for providing long-term liability matching in investment portfolio management; product development in the field of investing;

THE FUNDAMENTAL INDEX THE NEXT GENERATION

The mark consists of the word the over top of the word fundamental and the word index next to the word fundamental, underneath this wording is the wording the next generation all in a stylized format.;Index-based portfolio of securities and mutual funds portfolio management;Color is not claimed as a feature of the mark.;