PT FINANCIAL COMPANIES LLC

EXCELLENCE THROUGH EDUCATION PERFORMANCE TRUST UNIVERSITY EST. 1994 U

Educational services, namely, conducting educational seminars, training courses, classes, symposiums, conferences, programs and workshops in the field of finance;The mark consists of the wording EXCELLENCE THROUGH EDUCATION PERFORMANCE TRUST UNIVERSITY EST. 1994 U and design. The design consists of three concentric circles. The wording EXCELLENCE THROUGH EDUCATION appears in the upper portion of the outer concentric circle. Two branches with leaves appear in the base of the outer concentric circle. The letter U appears within a shield located between the two branches. In the middle concentric circle the wording PERFORMANCE TRUST UNIVERSITY appears in the upper portion of the middle concentric circle. Three stars appear on each side of term and year EST. 1994 located in the base of the middle concentric circle. Within the center of the concentric circles are rays emanating from behind an opened book that displays a mathematical equation.;Color is not claimed as a feature of the mark.;TRUST UNIVERSITY AND EST. 1994;

FULL DISCLOSURE

Financial education services, namely, conducting educational seminars, webinars, training courses, classes, symposiums, conferences, programs, workshops and other presentations relating to investment securities;

LOOK-BACK

financial analysis and consultation, namely, retrospective analysis of the investment performance of fixed income securities;

LOOK-FORWARD

Financial analysis and consultation, namely, prospective analysis of the investment performance of fixed-income securities;

PATTERNS OF PERFORMANCE

Educational services, namely, providing educational seminars, training courses, classes, symposiums, conferences, programs and workshops in the fields of fixed-income securities;

PERFORMANCE TRUST

education services, namely, providing educational courses on financial planning and investment trusts;financial services, namely investment advisory services; securities brokerage, namely, securities broker-dealer services;TRUST;

PERFORMANCE TRUST CAPITAL PARTNERS

Education services, namely, providing educational courses, conferences, programs, and workshops on financial planning and investment trusts;The mark consists of a design element consisting of three superimposed geometric shapes filled with different gradients. There is a trapezoid on the left, a downward facing triangle in the middle, and a trapezoid on the right. Together, the shapes direct upward and meet at the apex to create an inverted V shaped design. Below the design element are two lines of stylized words. The first line below the design element contains the stylized words Performance Trust in capital letters. The second line below the design element contains the stylized words Capital Partners in capital letters.;Financial services, namely, investment advisory services, financial analysis and consultation; securities brokerage, namely, securities broker-dealer services;Color is not claimed as a feature of the mark.;Software as a service (SAAS), namely, hosted software for the use and administration of analysis and consultation for investing, managing, tracking, and providing financial statistics and assessments for businesses;

PERFORMANCE TRUST MARKET MINUTE

providing information in the field of fixed-income financial markets and securities to financial institutions;

PERFORMANCE TRUST TOTAL RETURN

Financial education services, namely, conducting educational seminars, training courses, classes, symposiums,educational conferences, programs, workshops and educational presentations featuring fixed-income securities;Color is not claimed as a feature of the mark.;

PERFORMANCE TRUST UNIVERSITY

Educational services, namely, conducting educational seminars, training courses, classes, symposiums, conferences, programs and workshops in the field of finance;TRUST UNIVERSITY;

PT SCORE

PERFORMANCE TRUST SCORE;Financial analysis and consultation;SCORE;

SHAPE MANAGEMENT

financial portfolio management services for others, namely, identifying market efficiencies and inefficiencies of a single security or a collection of securities through a graphic analysis of risks and rewards;MANAGEMENT;

THE ADVANCED COURSE

Financial education services, namely, conducting educational seminars, training courses, classes, symposiums, conferences, programs, workshops and other presentations relating to fixed-income securities;Color is not claimed as a feature of the mark.;COURSE;

THE DISCIPLINED INVESTOR

financial newsletters for investors;Color is not claimed as a feature of the mark.;

THE LEVEL PLAYING FIELD

Financial services, namely, financial advice and consultancy utilizing a system of analyzing financial instruments, including, but not limited to bonds and other fixed-income securities, loans, deposits and equity securities; performing calculations based on said system of analysis; and projecting financial performance of financial instruments based on said system of analysis; all for banks and other financial institutions, individuals and other investors;Color is not claimed as a feature of the mark.;

TOTAL YIELD

financial portfolio management services for others, namely, method of analyzing and presenting individual securities and a collection of securities;