NASD Regulation, Inc.

IARD

Database management software and electronic databases recorded on computer media of registered financial professionals in the securities industry;Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets featuring registered financial professionals in the securities industry;Providing an on-line computer database of registered financial professionals in the securities industry;

INVESTMENT ADVISER REGISTRATION DEPOSITORY

Computer software to access a global computer network containing information on professionals in the securities industry;Paper goods and printed materials including instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets regarding a database containing information on professionals in the securities industry;Compiling information on professionals in the securities industry and providing access to same through software and a global computer network;

NASD REGULATION

REGULATION;association services, namely, promoting the interests of securities and investment industries professionals;The lining is a feature of the mark and does not indicate color.;

NASD REGULATION

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities trading and securities regulation;Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets in the field of securities regulation;Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees;REGULATION;Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, testing and examination of member firms and their employees, and the creation and enforcement of rules that govern member firm conduct;

NASDR

association services, namely, promoting the interests of securities and investment industries professionals;

NASDR

paper goods and printed materials, namely, printed instructional manuals, magazines, newsletters, brochures, pamphlets, and leaflets in the field of securities regulations;

R NASD REGULATION

paper goods, particularly stationery and printed materials including, but not limited to, manuals, magazines, newsletters, brochures, pamphlets and leaflets;

R NASD REGULATION

printed materials, namely, magazines, newsletters, brochures, pamphlets, leaflets, and instructional manuals in the field of securities regulation;REGULATION;The lining shown is a feature of the mark and does not indicate color.;