FINALIS, INC.

COMPLIANCEOS

COMPLIANCE OS;Providing software as a service (SaaS) services featuring software that collects information relating to geography of parties participating in a corporate deal, including geography of banker, banker's client, and investor/acquirer, and that collects information relating to the deal attributes, including size, type, industry, and other factors, to determine compliance-related workflows; platform as a service (PaaS) featuring computer software to facilitate a trusted execution environment (TEE);

FINALIS

Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

FINALIS HUB

Providing temporary use of online, non-downloadable interactive software for managing, monitoring and creating reports for financial and investment accounts; providing temporary use of online non-downloadable interactive financial planning software; providing temporary use of online, non-downloadable interactive software for managing, monitoring and creating reports for financial and investment accounts; platform as a service (PAAS) featuring computer software platforms for use in on-line raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services; platform as a service (PAAS) featuring computer software platforms for use in on-line trading of securities and portfolio management in the fields of financial services and investment services; platform as a service (PAAS) featuring computer software platforms for client onboarding, namely, multi-factor authentication, centralized secure database, and profile management; platform as a service (PAAS) featuring computer software platforms for distribution, namely, investor accreditation, displaying funds and deals, and auditable tracking of materials; platform as a service (PAAS) featuring computer software platforms for transparent and seamless digital subscription, namely, digital subscription processing, track fundraising pipeline; and secure document depository; platform as a service (PAAS) featuring computer software platforms for consolidated reporting and investor relations management, namely, monitoring investment performance, consolidated portfolio reporting, and automated notifications; platform as a service (PAAS) featuring computer software platforms for structured and managed pooling of assets, namely, aggregating smaller investments, secondary liquidity, and reducing operational costs; software as a service (SAAS) services comprised of computer software for use in on-line trading of securities and portfolio management in the fields of financial services and investment services; software as a service (SAAS) services comprised of computer software for use in viewing fund tombstones, reviewing fund materials, tracking and viewing investor activity, fundraising pipeline, and investor suitability data in the fields of financial services and investment services; software as a service (SAAS) services comprised of computer software for use in financial services, namely, financial restructuring services, and financial securities exchange services; software as a service (SAAS) services comprised of computer software for use in investment services, namely, investment advisory services, investment banking services, and investment management services; software as a service (SAAS) services comprised of computer software for use in advising and consulting in the fields of securities, finance, investments, brokering and mutual funds; software as a service (SAAS) services comprised of computer software for use in automatic fund reporting, namely, providing customizable analytics and insights for investors; and providing a website featuring on-line non-downloadable software that enables users to organize, secure, and transfer investor data to the fund administrator to comply with industry regulations in the fields of financial services and investments services; platform as a service (PaaS) featuring computer software to facilitate a trusted execution environment (TEE);

FINALIS INSIGHTS

FINALIST INSIGHTS; FINALIS INSIGHTS;Financial services, namely, the provision of financial information including information concerning raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services;

FINALIS MARKETPLACE

Provision of an online marketplace that connects potential investors, buyers and sellers of companies; providing an on-line marketplace for companies to list investment opportunities, sell securities to investors, and facilitate the purchase and sale of company securities; providing an on-line marketplace for raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services; dissemination of advertising for others over the Internet, namely, providing advertising information relating to the buying, selling and merging of businesses via the Internet; providing business information on the buying, selling and merging of business via the Internet; Analyzing and compiling business data and social graph relationships as pertaining to relationships, networks, social networks, networking, business goals, matching of needs to sources and other business-driven relationships; on-line business networking services; providing business information via a website;

FINALISOS

FINALIS OS; FINALIST OS;Providing temporary use of online, non-downloadable interactive software for managing, monitoring and creating reports for financial and investment accounts; providing temporary use of online non-downloadable interactive financial planning software; providing temporary use of online, non-downloadable interactive software for managing, monitoring and creating reports for financial and investment accounts; platform as a service (PAAS) featuring computer software platforms for use in on-line raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services; platform as a service (PAAS) featuring computer software platforms for use in on-line trading of securities and portfolio management in the fields of financial services and investment services; platform as a service (PAAS) featuring computer software platforms for client onboarding, namely, multi-factor authentication, centralized secure database, and profile management; platform as a service (PAAS) featuring computer software platforms for distribution, namely, investor accreditation, displaying funds and deals, and auditable tracking of materials; platform as a service (PAAS) featuring computer software platforms for transparent and seamless digital subscription, namely, digital subscription processing, track fundraising pipeline; and secure document depository; platform as a service (PAAS) featuring computer software platforms for consolidated reporting and investor relations management, namely, monitoring investment performance, consolidated portfolio reporting, and automated notifications; platform as a service (PAAS) featuring computer software platforms for structured and managed pooling of assets, namely, aggregating smaller investments, secondary liquidity, and reducing operational costs; software as a service (SAAS) services comprised of computer software for use in on-line trading of securities and portfolio management in the fields of financial services and investment services; software as a service (SAAS) services comprised of computer software for use in viewing fund tombstones, reviewing fund materials, tracking and viewing investor activity, fundraising pipeline, and investor suitability data in the fields of financial services and investment services; software as a service (SAAS) services comprised of computer software for use in financial services, namely, financial restructuring services, and financial securities exchange services; software as a service (SAAS) services comprised of computer software for use in investment services, namely, investment advisory services, investment banking services, and investment management services; software as a service (SAAS) services comprised of computer software for use in advising and consulting in the fields of securities, finance, investments, brokering and mutual funds; software as a service (SAAS) services comprised of computer software for use in automatic fund reporting, namely, providing customizable analytics and insights for investors; and providing a website featuring on-line non-downloadable software that enables users to organize, secure, and transfer investor data to the fund administrator to comply with industry regulations in the fields of financial services and investments services; platform as a service (PaaS) featuring computer software to facilitate a trusted execution environment (TEE);

MANDATE MARKETPLACE

Provision of an online marketplace that connects potential investors, buyers and sellers of companies; providing an on-line marketplace for companies to list investment opportunities, sell securities to investors, and facilitate the purchase and sale of company securities; providing an on-line marketplace for raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services; dissemination of advertising for others over the Internet, namely, providing advertising information relating to the buying, selling and merging of businesses via the Internet; providing business information on the buying, selling and merging of business via the Internet; Analyzing and compiling business data and social graph relationships as pertaining to relationships, networks, social networks, networking, business goals, matching of needs to sources and other business-driven relationships; on-line business networking services; providing business information via a website;

NEXT GENERATION DEALMAKING PLATFORM

Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

POWERED BY FINALIS

POWERED BY FINALIST;Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

POWERING DEALMAKERS

Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

POWERING DEALMAKERS, EVERYWHERE

Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

WINNING AND CLOSING DEALS MADE EASIER

Financial services, namely, raising debt and equity capital for others; private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives for others; financial consulting and advising in the field of mergers, acquisitions and divestitures, deal structuring, financial valuations, investment banking and investment vehicle placement agent services;Website featuring online non-downloadable software platform, namely, for use in data management and archiving, performing due diligence, creating digital watermarking, providing a means of communication, performing business networking, investor and deal transaction data archiving, managing contact information and records relating to investors and clients, tracking and monitoring compliance and deal transactions for business purposes, and allowing registered users to upload, download, and preview files and deliver and view attestations;

YOUR TRANSACTION SUPPORT PARTNER

Financial services, namely, the provision of financial information including information concerning raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services;