THE BANK OF NEW YORK MELLON CORPORATION

2020 VISION: THE MOST CRITICAL DECADE

WEALTH MANAGEMENT SERVICES, NAMELY, PROVIDING FINANCIAL ASSET MANAGEMENT SERVICES AND INVESTMENT ADVICE TO INDIVIDUALS AND CORPORATIONS;

484WALL

financial and investment advisory services; financial asset management services;484 WALL;

484WALL CAPITAL MANAGEMENT

financial and investment advisory services; financial asset management services;484 WALL CAPITAL MANAGEMENT;CAPITAL MANAGEMENT;

ADR PLUS

Financial services, namely, trading financial instruments for others on a national securities exchange;ADR;

ADRPLUS

ADR PLUS;Financial services, namely, trading financial instruments for others on a national securities exchange;

AIS EDGE

financial services, namely, providing financial account management, administration, monitoring and valuation services to hedge funds, all via a global communication network;AIS;

ARROW SYSTEMS

financial services, namely, investment and management of financial assets for others;SYSTEMS;

BLACKFRIARS ASSET MANAGEMENT

FINANCIAL SERVICES, NAMELY, PROVIDING INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES TO INSTITUTIONAL CLIENTS;BLACK FRIARS ASSET MANAGEMENT;ASSEST MANAGEMENT;

BNY BROKERAGE

Computer software for financial analysis, namely, performance measurement analytics; computer software for electronic funds transfer in the nature of routing orders to buy, sell, pledge or otherwise affect the interests in investment securities; computer software for processing of payment data and soft dollar and commission recapture in connection with securities transactions;Financial, investment and securities services, namely, financial analysis and performance measurement analytics; financial services, namely, investment securities transaction services via the Internet, computer-to-computer interface, and by connections to the proprietary networks of other service providers; electronic funds transactions; electronic funds transfer in the nature of electronically routing orders to buy, sell, pledge or otherwise affect interests in investment securities; electronically processing of payment data and soft dollar and commission recapture in connection with securities transactions; financial management services in the field of securities trading; institutional agency brokerage services, namely, investment brokerage and securities brokerage services;BROKERAGE;

BNY CONNECT

ON-LINE BROKERAGE SERVICES IN THE FIELD OF STOCKS AND FINANCIAL INFORMATION PROVIDED BY ELECTRONIC MEANS, NAMELY, PROVIDING BANK CUSTOMERS WITH ACCESS TO THEIR CUSTODY, TRUST AND INVESTMENT MANAGEMENT ACCOUNTS FOR MANAGING AND TRANSACTING THEIR FINANCIAL AFFAIRS; PROVIDING FINANCIAL ADVISORS WITH ACCESS TO CUSTODY, TRUST AND INVESTMENT MANAGEMENT ACCOUNTS FOR MANAGING AND TRANSACTING FINANCIAL AFFAIRS OF OTHERS;BROKER NEW YORK CONNECT;

BNY CONVERGEX

Financial, investment and securities services, namely, financial analysis, performance measurement analytics, namely, providing pre-trade, intra-trade and post-trade tools to schedule trades, select trading strategies, monitor real-time trade performance and execution of trade orders, and review trade execution quality to evaluate best execution obligations, and order management services, namely, providing trade order management systems to analyze securities portfolios and securities trades, create, stage and allocate to brokerages trade orders, receive trade execution details and evaluate trade execution performance; financial services, namely, investment securities transaction services via the internet, computer-to-computer interface, and by connections to the proprietary networks of other service providers; electronic funds transactions; electronic funds transfer in the nature of electronically routing orders to buy, sell, pledge or otherwise affect interests in investment securities; electronically processing payment data and soft dollar and commission recapture in connection with securities transactions; financial management services in the field of securities trading; institutional agency brokerage services, namely, investment brokerage and securities brokerage services including settlement and clearing of securities transactions; financial research, namely, providing reports and commentary on independent financial research concerning financial markets, industries, sectors or public or private companies;BANK OF NEW YORK CONVERGEX;Electronic record keeping and reporting of payment data and soft dollar commission recapture in connection with securities transactions;

BNY DIRECT EXECUTION

SECURITIES BROKERAGE AND PROCESSING SERVICES;DIRECT EXECUTION;

BNY MELLON ALF

BANK OF NEW YORK MELLON ALF;Financing services rendered in connection with the use of dematerialized loans as collateral for purposes of financing transactions;ALF;

BNY MELLON DBVX

Computer software for trading of collateralized financial products, commodities, pre-trade collateral management services, securities financing services, capture and matching of trade related data, netting and trade allocation services, trade and account reconciliation services, trade confirmation services, messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilization, and analysis and calculation of financial product portfolios and the optimization of such portfolios;BANK NEW YORK MELLON DBVX;Financial services relating to trading of collateralized financial products, commodities, calculation services for the execution or broking of financial products; pre-trade collateral management services; securities financing services; capture and matching of trade related data; netting and trade allocation services; trade and account reconciliation services; trade confirmation services; credit services and calculation and monitoring of credit limits and credit utilization; analysis and calculation of financial product portfolios and the optimization of such portfolios; and the provision of information and consultancy services in relation to the aforesaid services;Providing an online transaction management and reporting software platform to enable users to trade collateralized financial products and commodities, view trading and settlement activity with respect to the aforesaid financial products, manage their financial accounts, and access and use pre-trade collateral management and optimization tools;

BNY MELLON FINANCIAL KNOWLEDGE NETWORK

BANK OF NEW YORK MELLON FINANCIAL KNOWLEDGE NETWORK;PROVIDING ON-LINE INFORMATION, NEWS AND COMMENTARY IN THE FIELD OF FINANCE;

BNY MELLON HM ACCESS PLATFORM

BANK OF NEW YORK MELLON HM ACCESS PLATFORM;financial investment services in the field of hedge funds; financial planning and investment advisory services; investment consultation services; managed account and fund investment services; financial risk analytics and performance reporting services; and financial fund distribution services;ACCESS PLATFORM;

BNY MELLON INSITE

DOWNLOADABLE ELECTRONIC NEWSLETTERS IN THE FIELD OF BANKING, INVESTMENT AND FINANCIAL MATTERS;THE BANK OF NEW YORK MELLON INSITE CORPORATION; THE BANK OF NEW YORK MELLON INSIGHT CORPORATION;

BNY MELLON KNOWLEDGE NETWORK

PROVIDING ON-LINE INFORMATION, NEWS AND COMMENTARY RELATING TO FINANCE;BANK OF NEW YORK MELLON KNOWLEDGE NETWORK;KNOWLEDGE NETWORK;

BNY MELLON ONLINE TAX

ELECTRONIC TAX PAYMENT SERVICES, NAMELY, TAX PAYMENT PROCESSING AND TAX PAYMENT MANAGEMENT SERVICES;ONLINE TAX;

BNY MELLON POST TRADE SERVICES

Providing post securities trade execution services, namely, settlement, custody and clearing services to broker-dealers;BANK OF NEW YORK MELLON POST TRADE SERVICES;POST TRADE SERVICES;

BNY MELLON REMEDI

FINANCIAL INFORMATION PROVIDED BY ELECTRONIC MEANS, NAMELY, PAYMENT AND REMITTANCE INFORMATION PROVIDED TO AN ACCOUNT HOLDER VIA AN ELECTRONIC DATA INTERCHANGE;BANK OF NEW YORK MELLON REMEDY;

BNY MELLON RISK TRACKER

Financial risk monitoring and risk management to individuals and institutions having portfolios with securities and other financial assets;BANK NEW YORK MELLON RISK TRACKER;RISK TRACKER ;

BNY MELLON TRADE MANAGER

financial services, namely, providing securities clearance, collateral management and prime broker segregation services to financial and other institutions;BANK OF NEW YORK MELLON TRADE MANAGER;TRADE MANAGER;

BNY TOTALS

INVESTMENT MANAGEMENT OF FUNDS OF INSTITUTIONAL INVESTORS;BANK NEW YORK TOTALS;

BNYM

BANKING AND FINANCIAL SERVICES; INVESTMENT MANAGEMENT AND ADVISORY SERVICES; CORPORATE TRUST SERVICES; TRUST AND ESTATE MANAGEMENT SERVICES; SECURITIES CUSTODY, PROCESSING, LENDING, CLEARING AND EXECUTION SERVICES; AND DEPOSITARY RECEIPTS SERVICES;BANK OF NEW YORK MELLON;FUND AND PORTFOLIO ACCOUNTING, ADMINISTRATION AND RECONCILIATION OF ACCOUNTS ON BEHALF OF OTHERS, AND BUSINESS MANAGEMENT AND ADMINISTRATION SERVICES;

BRAVE IDEAS

providing investment management and financial asset management services;

CLEARING EDGE

FINANCIAL SERVICES, NAMELY, ASSISTING OTHERS WITH THE COMPLETION OF FINANCIAL TRANSACTIONS FOR SECURITIES;CLEARING;

COMMAND CONSOLE

FINANCIAL SERVICES, NAMELY, FINANCIAL MANAGEMENT AND PROVIDING FINANCIAL VALUATION INFORMATION REGARDING MUTUAL FUNDS VIA A GLOBAL COMPUTER NETWORK;ACCOUNTING SERVICES TO MUTUAL FUNDS VIA A GLOBAL COMMUNICATION NETWORK; AND BUSINESS ADMINISTRATION TO MUTUAL FUNDS VIA A GLOBAL COMPUTER NETWORK;

COMMAND CONSOLE

financial services, namely, financial management and providing financial valuation information regarding mutual funds via a global computer network;accounting services to mutual funds via a global communication network; and business administration to mutual funds via a global computer network;

DERIVATIVES 360

FINANCIAL SERVICES, NAMELY, THE TRADING OF FINANCIAL DERIVATIVE PRODUCTS FOR OTHERS, AND DERIVATIVES TRADE EXECUTION SERVICES FOR OTHERS INCLUDING PROVIDING DOCUMENTATION, APPROVAL AND CUSTODY OF TRADED FINANCIAL DERIVATIVES;DERIVATIVES;

DIGITAL PULSE

Computer software to enable users to manage their financial and investment accounts, view trading and settlement activity with respect to financial assets, investment account and portfolio information and investment performance and risk measurement information, and access and view their individual transactions and account information;Providing financial and investment trading of financial instruments, securities, shares, options and other derivative products, investment distribution of proceeds from trading of financial instruments, securities, shares, options and other derivative products, investment settlement in the nature of collection of proceeds owed from settlements, debt settlement services, investment risk assessment and investment management services to others; providing digitized financial and financial investment related information for use by others;DIGITAL;Providing an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network to enable users to manage their financial and investment accounts, view trading and settlement activity with respect to financial assets, investment account and portfolio information and investment performance and risk measurement information, and access and view their individual transactions and account information;

DR ALERT

PROVIDING FINANCIAL AND BANKING INFORMATION BY ELECTRONIC MEANS, namely, PROVIDING NOTIFICATION OF DEPOSITARY RECEIPTS ACTIVITY;DEPOSITARY RECEIPTS ALERT;

DYNAMIC CONTINUOUS OPTIMIATION

financial and investment services, namely, investment management services, management of collateral, collateral obligations and collateral requirements of investors and custodial and transfer services dealing with collateral;

FUND CONSOLE

FINANCIAL SERVICES, NAMELY, FINANCIAL MANAGEMENT AND PROVIDING FINANCIAL VALUATION INFORMATION REGARDING MUTUAL FUNDS VIA A GLOBAL COMPUTER NETWORK;ACCOUNTING SERVICES TO MUTUAL FUNDS VIA A GLOBAL COMMUNICATION NETWORK; AND BUSINESS ADMINISTRATION TO MUTUAL FUNDS VIA A GLOBAL COMPUTER NETWORK;FUND;

FUND DATA ACCESS

financial services, namely, providing mutual fund data and information to broker-dealers via a global communication network;FUND DATA;

I-BID

auctioning of financial securities of others via a global computer network;

IDERIVATIVES

Financial services, namely, providing derivative trade execution, settlement, custody and reporting services, all via a global communication network;I DERIVATIVES;

IDERIVATIVES

I DERIVATIVES;financial services, namely, providing derivative trade execution, settlement, custody and reporting services, all via a global communication network;

INFO CENTER

INFORMATION CENTER;financial services, namely, financial management and providing financial valuation information regarding mutual funds via a global computer network;Accounting services to mutual funds via a global communication network; and business administration to mutual funds via a global computer network;

INTEGRATED RECEIVABLES

FINANCIAL MANAGEMENT SERVICES, NAMELY, ELECTRONIC FUNDS TRANSFER SERVICES, CASH MANAGEMENT SERVICES, PAYMENT EXECUTION SERVICES, PAYMENT MANAGEMENT SERVICES, FINANCIAL TRANSACTION PROCESSING SERVICES AND FOREIGN EXCHANGE TRANSACTION SERVICES;

INTEGRATED REMITTANCES

financial management services, namely, electronic funds transfer services, cash management services, payment execution services, payment management services, financial transaction processing services and foreign exchange transaction services;

INVESPHERE

FINANCIAL SERVICES, NAMELY, PROVIDING PORTFOLIO MANAGEMENT SERVICES AND PORTFOLIO FINANCIAL AND INVESTMENT INFORMATION TO BROKERS, INVESTMENT MANAGERS AND INVESTORS, ALL VIA A GLOBAL COMMUNICATIONS NETWORK;

KLICK$AVE

financial services, namely, providing an internet-based savings account;CLICK SAVE DOLLAR;Color is not claimed as a feature of the mark.;

KLICKSAVE

financial services, namely, providing an internet-based savings account;KLICK SAVE; CLICK SAVE;

LIQUID LETTER OF CREDIT

FINANCIAL SERVICES, NAMELY, PROVIDING COLLATERAL MANAGEMENT SERVICES IN THE NATURE OF MANAGING ASSETS USED TO SECURE FINANCIAL TRANSACTIONS;LETTER OF CREDIT;

LIQUIDITY DIRECTIONS

newsletters relating to financial investment strategies;LIQUIDITY;

MARGIN EDGE

financial services, namely, providing financial account management, administration and monitoring services, all via a global communications network;MARGIN;

MARGINSAFE

FINANCIAL SERVICES, NAMELY, PROVIDING INVESTMENT ADVICE, INVESTMENT MANAGEMENT, AND INVESTMENT CONSULTATION TO INSTITUTIONAL CLIENTS VIA A GLOBAL COMMUNICATION NETWORK;MARGIN SAFE;

MARGINSAFE DIRECT

FINANCIAL SERVICES, NAMELY, PROVIDING INVESTMENT ADVICE, INVESTMENT MANAGEMENT AND INVESTMENT CONSULTATION TO INSTITUTIONAL CLIENTS VIA A GLOBAL COMMUNICATION NETWORK;MARGIN SAFE DIRECT;

NEXEN PULSE

Computer software to enable users to manage their financial and investment accounts, view trading and settlement activity with respect to financial assets, investment account and portfolio information and investment performance and risk measurement information, and access and view their individual transactions and account information;Providing financial and investment trading of financial instruments, securities, shares, options and other derivative products, investment distribution of proceeds from trading of financial instruments, securities, shares, options and other derivative products, investment settlement in the nature of collection of proceeds owed from settlements, debt settlement services, investment risk assessment and investment management services to others; providing digitized financial and financial investment related information for use by others;Providing an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network to enable users to manage their financial and investment accounts, view trading and settlement activity with respect to financial assets, investment account and portfolio information and investment performance and risk measurement information, and access and view their individual transactions and account information;

NIGHTSTAR ASSET MANAGEMENT

Investment management services, investment advisory services, asset management services, and currency overlay services;NIGHT STAR ASSET MANAGEMENT;

ONE WALL

Financial asset management and advisory services;

ONE WALL STREET

financial asset management and advisory services;WALL STREET;

PRIVATE EQUITY EDGE

financial services, namely, providing financial account management, administration, monitoring and valuation services to private equity funds, all via a global communication network;PRIVATE EQUITY;

RISK TRACKER

financial risk monitoring and risk management to individuals and institutions having portfolios with securities and other financial assets;

SPARK SOURCE

Providing online non-downloadable publications, namely, newsletters relating to financial markets and financial matters;Downloadable electronic publications, namely, newsletters relating to financial markets and financial matters;

SPECTRUM BY BNY MELLON

FINANCIAL AND INVESTMENT ADVISORY SERVICES; ASSET MANAGEMENT SERVICES, NAMELY, FINANCIAL ASSET MANAGEMENT;SPECTRUM BY BANK OF NEW YORK MELLON;

TAPESTRY

financial services, namely, providing securities trading, reporting and settlement services for others; providing information, news and commentary to others in the field of financial investments;

THE BANK OF NEW YORK

BANKING AND FINANCIAL SERVICES; NAMELY, SECURITIES SERVICING AND GLOBAL PAYMENT SERVICES, NAMELY SECURITIES BROKERAGE, SECURITIES LENDING AND SECURITIES TRADING, COLLATERAL MANAGEMENT AND LIQUIDITY, CUSTODIAL AND CASH MANAGEMENT SERVICES; CORPORATE BANKING, NAMELY COMMERCIAL FINANCING AND INVESTMENT BANKING SERVICES; ASSET MANAGEMENT AND PRIVATE CLIENT SERVICES, NAMELY TRUST, ESTATE AND FIDUCIARY MANAGEMENT AND INVESTMENT ADVISORY SERVICES; GLOBAL MARKET SERVICES, NAMELY CURRENCY AND INTEREST RATE RISK MANAGEMENT SERVICES; AND RETAIL BANKING, NAMELY TRADITIONAL BANKING SERVICES, FINANCIAL PLANNING AND INSURANCE PRODUCTS;BANK;

THE BANK OF NEW YORK ADR INDEX

In the statement, column 1, line 2, New York (first occurrence )should be deleted.;FINANCIAL REPORTING SERVICES, NAMELY, CALCULATING, MEASURING, INDEXING IN RELATION TO A BASE VALUE AND REPORTING THE FLUCTUATION IN AGGREGATE MARKET VALUE OF A SELECT GROUP OF AMERICAN DEPOSITARY RECEIPTS;BANK or ADR INDEX;

THE BANK OF NEW YORK MELLON DR INDEX

financial reporting services, namely, calculating, measuring, indexing in relation to a base value and reporting the fluctuation in aggregate market value of a select group of depositary receipts;as to THE BANK OF NEW YORK;BANK OR DR INDEX;

THE PRACTICE OF WEALTH MANAGEMENT

FINANCIAL AND INVESTMENT ADVISORY SERVICES;WEALTH MANAGEMENT;

WE SHOULD TALK.

Statement(s): Column 2, line 5, Leverage, Should be deleted, and Leveraged, Should be inserted.;Banking and financial services;, namely, securities management services, namely, corporate trust services, securities custody, processing and clearing services, stock transfer services, mutual fund administration, accounting, compliance and performance measurement services, securities trade execution and brokerage services, securities research services, global depositary receipts services and securities lending services; treasury management services, namely, funds transfer services, cash management services, foreign exchange services, interest rate, equity and currency derivatives services, lending services, [ investment banking services and leasing services, namely, [ leverage ] * leveraged * leasing and single investor leasing; ] investment management services, namely, asset management services, investment advisory services, private banking services, trust and estate services; [ retail banking services, namely, consumer and small business banking services ];MUTUAL FUND ACCOUNTING SERVICES;

YOUR WINDOW TO THE MARKET

SECURITIES BROKERAGE SERVICES; SECURITIES TRANSACTION PROCESSING SERVICES;