NAVEX Global, Inc.

ALERTLINE

ALERT LINE;telephone hotline services for the employees of others to report information about suspected theft, dishonesty, drug use, or security risks in the workplace;

CRISISPOINT

CRISIS POINT;Software as a service (SAAS) services featuring software for reporting catastrophic events in the workplace;

CSRWARE

CSR WARE;Providing a website featuring on-line non-downloadable software for use by businesses to assist in achieving corporate social responsibility by measuring, tracking and quantifying natural resource consumption, the environmental footprint and the social components of an economically successful business; Software as a service (SAAS) services featuring software for use by businesses to assist in achieving corporate social responsibility by measuring, tracking and quantifying natural resource consumption, the environmental footprint and the social components of an economically successful business; Providing temporary use of non-downloadable computer software for use by businesses to assist in achieving corporate social responsibility by measuring, tracking and quantifying natural resource consumption, the environmental footprint and the social components of an economically successful business;

EP

ETHICSPOINT;Color is not claimed as a feature of the mark.;Providing confidential ethics reporting services for businesses to improve productivity and prevent loss of revenue via a global computer network and via local and wide area networks;

ETHICS POINT INTEGRITY AT WORK

Providing confidential ethics reporting services for businesses to improve productivity and prevent loss of revenue via a global computer network and via local and wide area networks;

GLOBAL COMPLIANCE

Business administration and management services, namely, the evaluation and validation of plans and programs related to organizational adherence to rules and laws regarding personal and organization conduct, ethics, risk management, and governance; [ Information, advisory and consultancy services in the field of business and management and business administration; ] services, namely, business management and business administrative services in the field of information intake and information management relating to allegations or concerns specific to business misconduct or regulatory non-compliance via telephone and the Internet; business management services and business research services, namely, analysis, trending, charting and case investigation management in the field of business misconduct and regulatory non-compliance;COMPLIANCE;[ Legal consultancy services in the field of organizational adherence to statutory or other enforceable rules and laws regarding personal and organizational conduct, ethics, risk management, and governance ];

INTEGRILINK

INTEGRITY LINK;I[nformation, advisory and consultancy services in the field of business and management and business administration; services, namely,] business management and administrative services in the field of information intake and information management relating to allegations or concerns specific to business misconduct or regulatory non-compliance via telephone [and the internet;] business management services and business research services, namely, analysis, trending, charting and case investigation management in the field of business misconduct and regulatory non-compliance;Application services provider, namely, providing and maintaining databases in the field of business misconduct or regulatory non compliance;

INTEGRITY METRICS

Software as a Service (SaaS) services featuring software for use in analysis of ethics and compliance program data and effectiveness;

KEYLIGHT

KEY LIGHT;Software as a service (SAAS) services featuring software in the field of governance, risk and compliance used for data collection, access, storage, organization, editing, management, sharing and reporting;

LEGAL ENGINEERING

Educational services, namely conducting computer-based on-line interactive seminars, classes and workshops in the field of employment law and legal issues concerning the workplace;LEGAL;

LOCKPATH

LOCK PATH;Software as a service (SAAS) services featuring software in the field of governance, risk and compliance used for data collection, access, storage, organization, editing, management, sharing and reporting;

NAVEX

Educational services, namely, providing a website featuring non-downloadable interactive training modules in the field of ethics and workplace compliance; Educational services, namely, conducting seminars, educational conferences, workshops, non-downloadable webinars and classes in the field of ethics, anti-discrimination law, risk management, labor and employment law, codes of conduct, and workplace compliance and distributing educational materials in connection therewith; Educational services, namely, conducting computer-based, mobile telephone-based, and on-line interactive seminars, classes, and workshops in the field of ethics, anti-discrimination law, risk management, compliance awareness, labor and employment law, codes of conduct, and legal and compliance issues concerning the workplace; Development and dissemination of educational printable materials for others in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance; Online journals, namely, blogs featuring information in the fields of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;Downloadable electronic publications in the nature of reports, guides, white papers, case studies, presentations, product overviews, legal briefs, business cases, informational papers, posters, and brochures in the field of enterprise risk management, ethics and workplace compliance; Downloadable multimedia files containing artwork, text, audio, and video in the field of enterprise risk management, ethics and workplace compliance; Downloadable educational media, namely, multimedia files and software modules featuring training materials in the field of enterprise risk management, ethics and workplace compliance;Information and consultancy services in the field of business and management and business administration services, namely, business management and business administration services in the field of information intake and information management relating to allegations or concerns specific to ethics and workplace compliance for business purposes; business management services and business research services featuring business data analysis, business research regarding market trending, business data charting, and case investigation management, all in the field of ethics and workplace compliance; business consultancy services in the field of organizational adherence to statutory or other enforceable rules and laws regarding personal and organizational conduct, ethics, compliance awareness, risk management, and governance; providing an online computer database in the field of business risk management featuring information from financial records, business news and business information about businesses for use by companies to assess the risks of doing business with a listed company; telephone hotline for business risk management purposes, namely, for allowing the reporting issues of suspected noncompliance with law or company policy, including bribery, corruption, conflicts of interest and harassment; providing business information in the field of ethics, risk management and workplace compliance; market reports and studies; Business consulting services in the field of writing codes of conduct and employee handbooks for organizations;Telephone hotline services for the employees of others to report information about suspected noncompliance with law and company policies and organizational risks; Telephone hotline services for the intake and reporting of claims with respect to workplace injury or loss;Software as a service (SaaS) services featuring software for the submission and management of reports of suspected noncompliance or unethical conduct; Software as a service (SaaS) services featuring software that enables the creation, review, revision, approval, publication, reading, indexing, and searching of corporate policy documents; Software as a service (SaaS) services featuring software that provides automated screening and review process for third-party due diligence and risk monitoring; Software as a service (SAAS) services featuring software for use by others for streaming videos and testing in connection with organizational trainings, classes, workshops and seminars in the field of ethics and workplace compliance; Software as a service (SaaS) services featuring software to provide access to a centralized database of documents and document templates for use in assessing and mitigating conflicts of interest and disclosure-based risks; Software as a service (SaaS) services featuring software for analyzing business ethics and compliance data and generating associated reports; Software as a service (SaaS) services featuring software for use by businesses to assist in achieving corporate social responsibility by measuring, tracking and quantifying natural resource consumption, the environmental footprint and the social components of an economically successful business; Software as a service (SaaS) services featuring software for use by organizations to manage enterprise risk through data collection, access, storage, organization, editing, management, sharing, analysis and reporting; Platform as a service (PaaS) services featuring computer software platforms for management of business ethics and compliance programs; Software as a service (SaaS) services featuring software for reporting workplace injury or loss and managing claims intake and reporting with respect to workplace injury or loss; Providing a website featuring on-line non-downloadable software that enables users to create and publish compliance awareness materials;

NAVEX GLOBAL

Educational services, namely, conducting seminars, educational conferences, workshops, and classes in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance and distributing course materials in connection therewith; conducting computer-based, mobile telephone-based, and on-line interactive seminars, classes, and workshops in the field of ethics, anti-discrimination law, risk management, labor and employment law, and legal and compliance issues concerning the workplace; development and dissemination of educational materials for others in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance; education services, namely, providing non-downloadable webinars via a global computer network and local and wide area networks in the field of ethics and compliance for businesses to improve productivity and prevent loss of revenue;[ CD-ROMs featuring information about ethics, labor and employment law, and workplace compliance for use as a reference material for training others in ethics, labor and employment law, and workplace compliance; CD-ROMs featuring a database of information, hypotheticals, and strategies concerning ethics, labor and employment law, and workplace compliance; computer software for managing company policy that may be downloaded from a global computer network; ] computer software for managing and analyzing data related to workplace compliance matters [ ; computer software for the custom drafting and formatting of professional codes of conduct for businesses ];Information, advisory and consultancy services in the field of business and management and business administration services, namely, business management and business administration services in the field of information intake and information management relating to allegations or concerns specific to business misconduct or regulatory non-compliance via telephone and the internet; business management services and business research services, namely, business data analysis, business research regarding trending, business data charting, and case investigation management in the field of business misconduct and regulatory non-compliance; business consultancy services in the field of organizational adherence to statutory or other enforceable rules and laws regarding personal and organizational conduct, ethics, risk management, and governance; providing an online computer database in the field of financial information, news and business information about businesses for use by companies to assess the risks of doing business with a listed company; telephone hotline for business risk management purposes, namely, for allowing the reporting threats of violence, drug abuse, and sexual harassment in a business or school environment;Telephone hotline services for the employees of others to report information about suspected security risks in the workplace such as unsafe working conditions, theft, dishonesty, and drug use; consulting services, namely, assisting employers to satisfy employment and anti-discrimination laws and regulations; providing an online computer database featuring information, hypotheticals, and strategies in the field of ethics, labor, and employment law and workplace compliance;GLOBAL;Providing web-based non-downloadable software that enables the creation, review, revision, approval, publication, indexing, and searching of corporate policy documents for businesses; providing a website featuring technology for employees to confidentially report workplace ethics and compliance violations for businesses to improve productivity and prevent loss of revenue;

NAVEX GLOBAL

Online journals, namely, blogs featuring information in the fields of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;Downloadable electronic publications in the nature of reports, guides, white papers, case studies, presentations, product overviews, legal briefs and business cases in the field of ethics and workplace compliance;Market reports and studies;GLOBAL;Software as a service (SaaS) services featuring software that provides automated screening and review process for evaluating vendors, suppliers and consultants; Software as a service (SAAS) services, namely, hosting software for use by others for streaming videos and testing in connection with classes, workshops and seminars in the field of ethics and workplace compliance; Software as a service (SaaS) services featuring software to provide access to a centralized database of documents and document templates for use in assessing and mitigating conflicts of interest and disclosure-based risks; Software as a service (SaaS) services featuring software for analyzing business ethics and compliance data and generating associated reports;

NAVEX GLOBAL IS ESG

GLOBAL OR ESG;Software as a service (SaaS) services featuring software to provide access to a centralized database of templates for use in assessing environmental, social and governance issues; Software as a service (SaaS) services featuring software for gathering, managing and analyzing environmental, social and governance data and generating associated reports; Software as a service (SaaS) services featuring software for gathering, managing, analyzing and benchmarking sustainability data relating to suppliers;

NAVEX GLOBAL IS GRC

Educational services, namely, providing computer-based, mobile telephone-based, and on-line interactive training in the field of ethics, anti-discrimination law, risk management, labor and employment law, and legal and compliance issues concerning the workplace; Educational services, namely, conducting seminars, educational conferences, workshops, non-downloadable webinars and classes in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance and distributing educational materials in connection therewith; Development and dissemination of educational printable materials for others in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance; online journals, namely, blogs featuring information in the fields of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;NAVEX GLOBAL IS GOVERNANCE RISK COMPLIANCE;Telephone hotline services for the employees of others to report information about suspected security risks, noncompliance and ethics issues in the workplace such as unsafe working conditions, theft, dishonesty, and drug use; consulting services, namely, assisting employers to satisfy employment and anti-discrimination laws and regulations; providing an online computer database featuring information, hypotheticals, and strategies in the field of ethics, labor, and employment law and workplace compliance; compliance advisory services, namely, the development of compliance codes in the fields of law featuring ethics, anti-discrimination law, risk management, labor and employment law, privacy, bribery and corruption, and workplace compliance; providing information in the fields of law featuring ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;GLOBAL OR GRC;Software as a service (SAAS) services, namely, hosting software for use by others for interactive training content in the field of ethics and workplace compliance; Software as a service (SaaS) services featuring software to receive, manage and analyze reports of suspected governance, risk and compliance issues; Software as a service (SaaS) services featuring software for analyzing governance, risk and compliance data and generating associated reports; Software as a service (SaaS) services featuring software that enables the creation, review, revision, approval, publication, indexing, and searching of corporate policy documents for businesses; Software as a service (SaaS) services featuring software that provides automated screening and review process for evaluating vendors, suppliers, consultants, contractors and other third parties; Software as a service (SaaS) services featuring software to provide access to a centralized database of documents and document templates for use in assessing and mitigating conflicts of interest and disclosure-based risks;

NAVEX GLOBAL IS IRM

NAVEX GLOBAL IS INTEGRATED RISK MANAGEMENT;GLOBAL OR IRM;Software as a service (SaaS) services featuring software to provide access to a centralized database of documents and document templates for use in assessing integrated risk management issues; Software as a service (SaaS) services featuring software for gathering, managing and analyzing integrated risk management data and generating associated reports;

NAVEX ONE

Educational services, namely, providing a website featuring non-downloadable audiovisual recordings in the field of ethics and workplace compliance; educational services, namely, conducting seminars, educational conferences, workshops, non-downloadable webinars and classes in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance and distributing educational materials in connection therewith; Educational services, namely, conducting computer-based, mobile telephone-based, and on-line interactive seminars, classes, and workshops in the field of ethics, anti-discrimination law, risk management, labor and employment law, and legal and compliance issues concerning the workplace; development and dissemination of educational printable materials for others in the field of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance; online journals, namely, blogs featuring information in the fields of ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;Information and consultancy services in the field of business and management and business administration services, namely, business management and business administration services in the field of information intake and information management relating to allegations or concerns specific to ethics and workplace compliance for business purposes; business management services and business research services featuring business data analysis, business research regarding market trending, business data charting, and case investigation management, all in the field of ethics and workplace compliance; business consultancy services in the field of organizational adherence to statutory or other enforceable rules and laws regarding personal and organizational conduct, ethics, risk management, and governance; providing an online computer database in the field of business risk management featuring information from financial records, business news and business information about businesses for use by companies to assess the risks of doing business with a listed company; telephone hotline for business risk management purposes, namely, for allowing the reporting threats of violence, drug abuse, and sexual harassment in a business or school environment; market reports and studies; providing business information in the field of ethics, risk management and workplace compliance;Telephone hotline services for the employees of others to report information about suspected security risks, noncompliance and ethics issues in the workplace such as unsafe working conditions, theft, dishonesty, and drug use; consulting services, namely, assisting employers to satisfy employment and anti-discrimination laws and regulations; providing an online computer database featuring information, hypotheticals, and strategies in the field of ethics, labor, and employment law and workplace compliance; compliance advisory services, namely, the development of compliance codes in the fields of law featuring ethics, anti-discrimination law, risk management, labor and employment law, privacy, bribery and corruption, and workplace compliance; providing information in the fields of law featuring ethics, anti-discrimination law, risk management, labor and employment law, and workplace compliance;Providing temporary use of web-based non-downloadable software that enables the creation, review, revision, approval, publication, indexing, and searching of corporate policy documents for businesses; providing a website featuring technology for employees to confidentially report workplace ethics and compliance violations for businesses to improve productivity and prevent loss of revenue; Software as a service (SaaS) services featuring software that provides automated screening and review process for evaluating vendors, suppliers and consultants; Software as a service (SAAS) services, namely, hosting software for use by others for streaming videos and testing in connection with classes, workshops and seminars in the field of ethics and workplace compliance; Software as a service (SaaS) services featuring software to provide access to a centralized database of documents and document templates for use in assessing and mitigating conflicts of interest and disclosure-based risks; Software as a service (SaaS) services featuring software for analyzing business ethics and compliance data and generating associated reports;

NAVEXENGAGE

Downloadable software for streaming videos and testing in connection with classes, workshops and seminars in the field of ethics and workplace compliance;NAVEX ENGAGE;

NAVEXENGAGE

Providing live and online classes, workshops and seminars in the field of ethics and workplace compliance;NAVEX ENGAGE;Software as a service (SAAS) services, namely, hosting software for use by others for streaming videos and testing in connection with classes, workshops and seminars in the field of ethics and workplace compliance;

NETCLAIM

NET CLAIM;Software as a service (SAAS) services featuring software for reporting workplace injury or loss;

POLICY & PROCEDURE MANAGEMENT

Computer software for automating, organizing and simplifying regulatory compliance that may be downloaded from a global computer network;POLICY AND PROCEDURE MANAGEMENT;MANAGEMENT;Software as a Service (SaaS) services for automating, organizing and simplifying regulatory compliance;

POLICY & PROCEDURE MANAGER

Computer software for managing organizations' policy and procedures that may be downloaded from a global computer network;POLICY AND PROCEDURE MANAGER;MANAGER;

POLICYTECH

[ Computer software for managing policies and procedures that may be downloaded from a global computer network ];POLICY TECH;Providing on-line non-downloadable software for managing policies and procedures;

RISKRATE

RISK RATE;Software as a service (SaaS) services featuring software that provides automated screening and review process for evaluating vendors, suppliers and consultants;

RISKRATE ENTERPRISE DUE DILIGENCE

RISK RATE ENTERPRISE DUE DILIGENCE;ENTERPRISE DUE DILIGENCE;Software as a service (SaaS) services featuring software that provides automated screening and review process for evaluating vendors, suppliers and consultants;