FORESIDE FINANCIAL GROUP, LLC

FINTRAX

FIN TRACKS;providing financial services, namely, providing financial reporting services to a variety of stakeholders in the area of federal, state, and self-regulatory compliance;

FORESIDE

Financial services, namely, placement agent services in the nature of private placement of hedge funds, private equity funds, and securities for others; securities underwriting; providing financial advisory and investment management services;Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisors and broker-dealers; consulting services namely, regulatory compliance consulting for advisers of privately offered funds, private equity firms, venture capital firms, and institutional asset managers; consulting and compliance services namely regulatory compliance consulting for legal, regulatory, financial, operational, marketing, and distribution requirements for exchange-traded funds, mutual and close end funds, and alternative investment funds; regulatory compliance consulting services for investment advisors and broker-dealers;

FORESIDE ADCOMPLIANCE

Providing temporary use of web-based software for use in workflow management and record keeping and for the creation of marketing materials, all for investment advisors and broker-dealers;

FORESIDECONNECT

FORESIDE CONNECT;Providing an Internet website portal in the field of financial information services;Providing an Internet website portal in the field of financial record-keeping for financial regulatory compliance purposes;Providing an Internet website portal featuring temporary use of web-based software application for use in workflow management, record keeping, ordering information, and for the creation of marketing materials, all for investment advisors and broker-dealers;

FORESIDEXCHANGE

FORESIDE EXCHANGE;Providing temporary use of web-based software for use in order entry and order management for exchange-traded products, all for investment advisors and broker-dealers;

FORESIDEXTEND

FORESIDE EXTEND;Providing an Internet website portal in the field of financial information services;